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1-   Answer the following two questions in good essay form following APA format. This assignment should be 500-750  words. Please use at least two references to support your paper.

1. What  has been the impact on company management and auditors in implementing the provisions of the Sarbanes-Oxley Act of 2002?  Discuss how effective you think this Act is in preventing fraud and accounting oversights.  Cite evidence from your reading.

2. Has the Public Company Accounting Oversight Board (PCAOB)  been effective in achieving the objectives of internal control over company financial reporting?  Cite evidence from your reading.

 

2-   In your own words and a maximum of one page, please answer the following questions:

1.      Compare the Securities Acts of 1933 and 1934

2.      Please summarize the major findings in the 1136 Tennant's Case ( textbook is:Whittington, O.R. & Pany, K. (2012).   Principles of Auditing and Other Assurance Services (18th edition). New York, NY: McGraw-Hill/Irwin. ISBN: 978-0-07-748627-3.)

 

 

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